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Accenture Capital Markets Blog

compliance

Posted on March 19th, 2015

Changing consumer and digital trends may force modernization of compliance functions...

The impact of advanced technologies and changing customer behaviors has major impacts to compliance....
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Changing consumer and digital trends may force modernization of compliance functions...
Posted on March 12th, 2015

Accenture Compliance Risk Study calls into question strategy of investments...

Compliance officers will need to modernize their function thanks to changing consumer behaviors...
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Accenture Compliance Risk Study calls into question strategy of investments...
Posted on December 13th, 2013

Moving beyond trade surveillance—key challenges and next steps

When it comes to regulations in the financial services industry, two truths are emerging: regulations...
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Moving beyond trade surveillance—key challenges and next steps
Posted on April 23rd, 2013

Four steps to prepare for Dodd-Frank independent amount compliance

Last week, I shared some of Dodd-Frank Act’s implications on banks. While the final details...
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Four steps to prepare for Dodd-Frank independent amount compliance
Posted on April 16th, 2013

New rules for collateral management

The Dodd-Frank Act is set to change the rules of collateral management for over-the-counter...
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New rules for collateral management
Posted on April 2nd, 2013

Six steps to achieving an organized regulatory response

Last week, I explained why banks should adopt an organized response to the current raft of...
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Six steps to achieving an organized regulatory response
Posted on March 26th, 2013

Many masters: The need for a coordinated regulatory approach

A multitude of regulatory reforms stemmed from the G20 meeting in 2009. While they share the...
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Many masters: The need for a coordinated regulatory approach
Posted on January 22nd, 2013

Focus on capital for investment banks

Last week, I explained that investment banks should look for thematic, holistic ways to address...
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Focus on capital for investment banks
Posted on January 17th, 2013

The regulatory landscape for investment banks in 2013

As part of Accenture’s Top Ten Challenges for Investment Banks 2013, I’d like to...
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The regulatory landscape for investment banks in 2013